KS
KS

Katherine Sung

6 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
303 clients
Average Client Portfolio
$647K average
Assets Under Management
$196.1M

Fee Structure

Minimum Investment:$50K
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Location

4800 Bee Caves Road, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine is a registered representative with B. B. Graham & Co, Inc. since June 2023. She also works as an operations specialist/investment advisor representative for Per Stirling Capital Management, LLC, also since June 2023.

Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
July 2023 - Present · 2 yrs 7 mos
Per Stirling Capital Management, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2019 - July 2021 · 1 yr 10 mos
Wells Fargo Clearing Services, LLCBroker
September 2019 - July 2021 · 1 yr 10 mos
Morgan Stanley
July 2018 - September 2019 · 1 yr 2 mos
Morgan StanleyBroker
March 2018 - September 2019 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
May 2016 - April 2017 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Katherine Sung - Financial Advisor | TrueAdvisor