Joshua Shipley is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 8 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 235 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $50.0M | 0.65% |
| $50.0M - $75.0M | 0.50% |
| $75M+ | 0.45% |
Fees may be negotiable. A separate fee of 1.25% may be charged on assets held away. An annual administrative fee of up to 0.07% is also charged to cover custodial fees.
Fee Estimator
Location
725 Fifth Avenue, 23rd Fl., New York, NY, 10022
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2025Other Business Activities
Joshua is the COO and sole owner of Importing Exporting LLC, a personal investment entity used for private placements and listed securities. He spends minimal time on this activity.
Employment History
Current Registrations
Dominari Securities LLC
Dominari Securities LLCBroker
Previous Registrations
Revere Securities LLCBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.