AC
AC

Alex Caratelli

7 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
559 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS’s program fees are negotiable in KIS’s sole and absolute discretion, with fees never exceeding with the Program Fee schedule detailed above. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$130
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Location

4900 Tiedeman Road, Brooklyn, OH, 44144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Key Investment Services LLC
February 2023 - Present · 3 yrs
Key Investment Services LLCBroker
February 2023 - Present · 3 yrs
Previous Registrations
Fidelity Personal and Workplace Advisors
November 2021 - May 2022 · 6 mos
Fidelity Brokerage Services LLCBroker
November 2021 - May 2022 · 6 mos
Hsbc Securities (USA) INC.
April 2021 - October 2021 · 6 mos
Hsbc Securities (USA) INC.Broker
February 2019 - October 2021 · 2 yrs 8 mos
Citizens Securities, INC.Broker
October 2017 - February 2019 · 1 yr 4 mos
State Registrations26 states
ALAZCACOFLGAILINMDMNMSNCNHNJNVNYOHPARISCTNTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.