AW
AW

Ashley L Wada

7 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
156 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B

Fee Structure

Minimum Investment:$5K
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Location

1504 Eureka Road, Suite 210, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley is a notary public, spending minimal time on this activity. She also provides investment advisory services through Mariner Independent Advisor Network LLC, dedicating full-time hours to this role.

Employment History
Current Registrations
Mariner Advisor Network
August 2019 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
November 2018 - Present · 7 yrs 3 mos
State Registrations2 states
CAID
AdvisorBrokerBoth
Exams
No exam information available for this advisor.