Kelsey Ponesse
Kelsey Ponesse is a registered investment advisor at Marshall + Sterling Wealth Advisors, INC., based in Poughkeepsie, NY, with 9 years of industry experience. Kelsey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,009 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Marshall+Sterling's annual investment management fee, for clients not in the wrap fee program, varies between 0.50% and 1.80% of the value of your portfolio, charged quarterly in advance. Fees can be higher or lower in extraordinary circumstances. The firm may charge a fee at the higher end of the range for the momentum strategy.
Location
278 Mill Street, Suite 301, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelsey operates under Marshall & Sterling Wealth Management as a DBA for her LPL business. She is also an IAR with Marshall & Sterling Wealth Advisors, Inc., dedicating full-time hours to providing investment advisory services. Additionally, Kelsey is an insurance agent with Marshall & Sterling Insurance, spending about 10-20% of her time on this activity.
Employment History
Current Registrations
Marshall + Sterling Wealth Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.