Samuel Gaeta is a CFP-designated registered investment advisor at Mariner Wealth, based in San Rafael, CA, with 10 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Contact
Samuel Gaeta
Location
899 Northgate Dr., San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Defined Financial Planning LLC
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Global Financial Private Capital, LLC
State Registrations1 state
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Exams