Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
848 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$7,500
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Contact
Samuel Vasquez Gaeta
Location
899 Northgate Dr, Suite 300, San Rafael, CA, 94903
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mariner Wealth
November 2025 - Present · 3 mos
Previous Registrations
Defined Financial Planning LLC
September 2020 - November 2025 · 5 yrs 2 mos
J.W. Cole Financial, INC.Broker
May 2019 - September 2020 · 1 yr 4 mos
J. W. Cole Advisors, INC.
April 2019 - September 2020 · 1 yr 5 mos
Global Financial Private Capital, LLC
February 2016 - April 2019 · 3 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Contact
Samuel Vasquez Gaeta