Elvis Zhisney Zuniga

Charles Schwab Investment Management, INC

9 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment Management

Charles Schwab Investment Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

36 advisors

Number of Clients

843,555 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$1437.0B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

3000 Schwab Way, Westlake, TX, 76262

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History

Regulatory History (1)

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Criminal

March 2013

Final Disposition

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Employment History

Current Registrations

Charles Schwab Investment Management, INC

June 2024 - Present · 1 yr 8 mos

Previous Registrations

Charles Schwab & CO., INC.

September 2023 - June 2024 · 9 mos

Charles Schwab & CO., INC.Broker

September 2023 - June 2024 · 9 mos

Charles Schwab & CO., INC.

August 2023 - September 2023 · 1 mo

Charles Schwab & CO., INC.Broker

June 2023 - September 2023 · 3 mos

TD Ameritrade Clearing, INC.Broker

December 2018 - April 2020 · 1 yr 4 mos

TD Ameritrade Investment Management, LLC

June 2018 - September 2023 · 5 yrs 3 mos

TD Ameritrade, INC.

June 2018 - October 2022 · 4 yrs 4 mos

TD Ameritrade Clearing, INC.Broker

April 2018 - May 2018 · 1 mo

TD Ameritrade, INC.Broker

January 2018 - September 2023 · 5 yrs 8 mos

Fidelity Brokerage Services LLCBroker

March 2016 - October 2017 · 1 yr 7 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.