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Amanda Catherine Klein

8 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
515 advisors
Number of Clients
42,946 clients
Average Client Portfolio
$638K average
Assets Under Management
$27.4B

Fee Structure

Financial Planning:Included in AUM fee
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Location

858 Camp Street, New Orleans, LA, 70130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amanda works for Klein Tax Services providing tax preparation services, dedicating a few hours per week. She also provides financial advisor services through Goss Advisors, taking nearly a full-time commitment.

Employment History
Current Registrations
Newedge Securities, LLCBroker
July 2021 - Present · 4 yrs 7 mos
Newedge Advisors
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
November 2017 - August 2021 · 3 yrs 9 mos
LPL Financial LLC
November 2017 - August 2021 · 3 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2017 - November 2017 · 1 mo
National Planning CorporationBroker
October 2017 - November 2017 · 1 mo
National Planning CorporationBroker
April 2016 - August 2016 · 4 mos
State Registrations16 states
AZCAFLGAIDILINMONVORPATXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.