DS
CFP
DS
CFP

David Ward Seery

9 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
102 advisors
Number of Clients
5,535 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$9.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.20%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5M+0.75%

Advisory fees are negotiable and Forum reserves the right to discount or waive the fee charged to any client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 East Thousand Oaks Boulevard, Suite 200, Thousand Oaks, CA, 91360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the Vice President of the Board of Directors for Mountain Meadows Quailridge II Homeowners Association since 2017. He dedicates a few hours per week to this role, participating in decision-making for the homeowners association and community.

Employment History
Current Registrations
Forum Financial Management, LP
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Lamia Financial Group, INC.
February 2016 - April 2019 · 3 yrs 2 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.