Hua Wei is a CFA-designated registered investment advisor at Spring Ocean Capital LLC, based in Chagrin Falls, OH, with 9 years of industry experience. Hua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 6 clients with $2.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.25% |
| $300K - $700K | 1.00% |
| $700K - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts above $10,000,000.
Fee Estimator
Location
Chagrin Falls, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Hua is available for consulting work related to computer programming and financial modeling, which is not investment-related. This activity requires minimal time and is mostly performed during non-securities trading hours.
Employment History
Current Registrations
Spring Ocean Capital LLC
State Registrations2 states
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