Andrew William Sherman

Northern Trust Investments, Incorporated

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Northern Trust Investments, Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

41,475 clients

Average Client Portfolio

$26.9M average

Assets Under Management

$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

181 West Madison, Chicago, IL, 60603

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Investments, Incorporated

June 2022 - Present · 3 yrs 8 mos

Northern Trust Securities, INC.Broker

May 2022 - Present · 3 yrs 9 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.