Robert Smith is a CFP, ChFC-designated registered investment advisor at Thayer Financial, L.L.C., based in Hickory, NC, with 10 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 125 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.15% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 0.95% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.30% |
Fees are negotiable. Clients paying a minimum annual fee of $10,000 may receive ongoing financial planning at no additional fee.
Fee Estimator
Contact
Robert Smith
Location
439 4th Street Sw, Hickory, NC, 28602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is involved with ROKK Properties, LLC, a holding company for an office building. This activity is not investment-related.
Employment History
Current Registrations
Thayer Financial, L.L.C.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I’m Deaton Smith, CFP®, ChFC®, WMCP® and I am the founder of Thayer Financial, aCERTIFIED FINANCIAL PLANNER™professional, a West Point graduate and OEF Veteran.