JS
JS

Joseph Drew Spina

9 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
771 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
Loading...

Location

475 Fifth Ave, Suite 1501, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph is an Investment Advisor Representative (IAR) of Platform Technologies Platform, an SEC Registered Investment Advisor (RIA) doing business as Northeast Private Wealth, since September 2022.

Employment History
Current Registrations
Spire Securities, LLCBroker
September 2022 - Present · 3 yrs 5 mos
Platform Technology Partners
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Bny Mellon Securities CorporationBroker
January 2016 - July 2022 · 6 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.