Caleb Christian is a CFP, ChFC-designated registered investment advisor at Prosperity Capital Advisors, based in Montgomery, TX, with 9 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
Montgomery, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caleb may earn commissions from Granite Harbor Group for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in Winter Hope LLC and Autumn Grace LLC, dedicating minimal time to each, and is involved in Gibby's Capital Investments LLC, Legacy Prepatory Christian Academy, and Restoration Church Woodforest.
Employment History
Current Registrations
Prosperity Capital Advisors
Granite Harbor Advisors, INC.
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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