AW
AW

Amy Welfringer

9 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

215 Southwind, Ste. 201, Manhattan, KS, 66503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy works as a client executive for Gallagher Fiduciary Advisors, LLC providing investment consulting, taking about half of her time. She also works as a client executive for Gallagher Benefit Services providing retirement plan consulting services and other group employee benefits, dedicating about a quarter of her time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Gallagher Fiduciary Advisors, LLC
February 2023 - Present · 3 yrs
Previous Registrations
Triad Advisors LLCBroker
March 2022 - August 2024 · 2 yrs 5 mos
Kestra Investment Services, LLCBroker
January 2020 - March 2022 · 2 yrs 2 mos
Kestra Advisory Services, LLC
January 2020 - March 2022 · 2 yrs 2 mos
Cambridge Investment Research Advisors, INC.
January 2018 - February 2020 · 2 yrs 1 mo
Cambridge Investment Research, INC.Broker
May 2016 - February 2020 · 3 yrs 9 mos
State Registrations3 states
ARKSNE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.