TN
TN

Thea Nesis

7 Years of Experience
Santa Monica, CA

Thea Nesis is a registered investment advisor at Thea Nesis, LLC, based in Santa Monica, CA, with 7 years of industry experience. Thea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Santa Monica, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thea is the owner/consultant of Thea Nesis LLC, spending a few hours per week on consulting and introducing solicitors. She also works as a solicitor for Applied Wealth Management and is a lawyer, though she does not actively practice law.

Employment History
Current Registrations
Thea Nesis, LLC
June 2023 - Present · 2 yrs 10 mos
Applied Wealth Management
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
Miracle Mile Advisors, LLC
April 2016 - September 2019 · 3 yrs 5 mos
First Republic Investment Management, INC.
November 2015 - August 2018 · 2 yrs 9 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.