AB
AB

Andre De Mello Baracat

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

1441 Brickell Avenue, 16th Floor, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andre is a manager of Baramia LLC, an entity created to hold a single real estate property for family planning purposes. Andre will have no active duties and will not devote any relevant amount of time to this role, as all management duties will be performed by his parents.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
April 2016 - Present · 9 yrs 10 mos
Hsbc Securities (USA) INC.Broker
January 2016 - Present · 10 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.