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Alexis Trapp

Capital Client Group, INC.
8 Years of Experience
1 DisclosureBroker
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Alexis Trapp is a registered investment advisor at Capital Client Group, INC., based in Carmel, IN, with 8 years of industry experience. Alexis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Capital Client Group, INC.
Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

12711 N. Meridian Street, Carmel, IN, 46032

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History

Regulatory History (1)
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Criminal
December 2023
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexis works as a bookkeeper for G5 Autos, a used car sales business, since 2020. Alexis spends minimal time on this activity, and none during securities trading hours.

Employment History
Current Registrations
Capital Client Group, INC.
March 2019 - Present · 7 yrs 1 mo
Capital Client Group, INC.
January 2019 - Present · 7 yrs 3 mos
Capital Client Group, INC.Broker
January 2019 - Present · 7 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
November 2017 - January 2019 · 1 yr 2 mos
State Registrations7 states
INMAMENHRITNVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.