Carter Ellis is a CFP-designated registered investment advisor at Guardian Wealth Advisors, LLC, based in Raleigh, NC, with 10 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,683 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWA's investment advisory fees are individually negotiated with each client. The typical range is between 0.30% and 1.5% of the account value, depending on the size of the account, services provided, and other factors. Some accounts may be subject to a minimum annual fee. If GWA uses outside managers or platforms, those fees are added to GWA's fees. Fees can be paid monthly or quarterly, in advance or arrears.
Location
4270 the Circle at North Hills Street, Suite 200, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carter is a building owner through 3616 Shannon Road, LLC, dedicating minimal time to this activity. Carter is also a partner, tax preparer, and co-founder of Valley Peak Tax & Accounting, spending about a quarter of their time preparing tax returns and providing business consulting.
Employment History
Current Registrations
Guardian Wealth Advisors, LLC
Previous Registrations
Kuhn Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.