Calvin Yu is a registered investment advisor at Blackrock Financial Management, INC, based in New York, NY, with 9 years of industry experience. Calvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,309 clients with $1300B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
36 advisors
IM Fee
Planning only
Assets Under Management
$1327.9B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

50 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Calvin is a Managing Member of TCY LLC dba Deka Lash, an eyelash extension franchise formed in 2018. He anticipates spending minimal time on administrative matters for the business.

Employment History
Current Registrations
Blackrock Financial Management, INC
November 2019 - Present · 6 yrs 5 mos
Blackrock Investments, LLCBroker
November 2019 - Present · 6 yrs 5 mos
Previous Registrations
Qplum LLC
October 2018 - December 2018 · 2 mos
Goldman Sachs & CO. LLCBroker
December 2015 - September 2018 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Calvin Yu - Financial Advisor | TrueAdvisor