Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,309 clients
Average Client Portfolio
$1.0B average
Assets Under Management
$1327.9B
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Location

50 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Calvin is a Managing Member of TCY LLC dba Deka Lash, an eyelash extension franchise formed in 2018. He anticipates spending minimal time on administrative matters for the business.

Employment History
Current Registrations
Blackrock Financial Management, INC
November 2019 - Present · 6 yrs 3 mos
Blackrock Investments, LLCBroker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Qplum LLC
October 2018 - December 2018 · 2 mos
Goldman Sachs & CO. LLCBroker
December 2015 - September 2018 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Calvin Yu - Financial Advisor | TrueAdvisor