Nathaniel Fockler
Nathaniel Fockler is a registered investment advisor at W.A. Smith Financial Group, based in Sheffield Village, OH, with 9 years of industry experience. Nathaniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,572 clients with $960M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.5M | 1.10% |
| $1.5M - $2.5M | 0.95% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable for accounts over $10,000,000. Sub-advisor and third-party manager fees may also apply, ranging from 0.16% - 0.75% in addition to GLR fees.
Fee Estimator
Location
5070 Waterford Drive, Sheffield Village, OH, 44035
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nathaniel is a Young Professionals Board member and volunteer for Junior Achievement Cleveland since 2019. He volunteers in classrooms and attends board meetings.
Employment History
Current Registrations
W.A. Smith Financial Group
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citizens Securities, INC.Broker
State Registrations1 state
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