Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
983 clients
Average Client Portfolio
$31K average
Assets Under Management
$30.3M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.20%
$100K - $3.0M1.00%
$3.0M - $5.0M0.90%
$5.0M - $10.0M0.80%
$10M+0.70%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

14300 North Northsight Blvd, Suite 120, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is involved in sales, operations, and customer support for The Shred Method, a software program that creates debt payoff plans. This takes about 10-20% of his time during trading hours and minimal time outside of trading hours.

Employment History
Current Registrations
Csp Financial Group LLC
June 2022 - Present · 3 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - May 2017 · 2 mos
MML Investors Services, LLCBroker
March 2017 - May 2017 · 2 mos
Msi Financial Services, INC.
March 2016 - March 2017 · 1 yr
Msi Financial Services, INC.Broker
November 2015 - March 2017 · 1 yr 4 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.