TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
BS
CFA
BS
CFA
Brian Arthur Salerno
City National Rochdale
10 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B
Fee Structure
Minimum Investment:
$1M
Financial Planning:
Investment management only
Loading...
Location
605 Crescent Executive Court, Lake Mary, FL, 32746
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
October 2023
Final
Regulatory
January 2021
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Cnr Securities, LLC
November 2015 - Present · 10 yrs 3 mos
Cnr Securities, LLC
Broker
November 2015 - Present · 10 yrs 3 mos
City National Rochdale
October 2015 - Present · 10 yrs 4 mos
State Registrations
26 states
AL
AZ
CA
CT
DE
FL
GA
HI
IL
LA
MA
MI
MN
MO
MS
NC
ND
NJ
NY
OH
PA
SD
TN
TX
VA
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Brian Arthur Salerno - Financial Advisor | TrueAdvisor