Arti Srivastava is a registered investment advisor at Unique Wealth Strategies, based in Hillsborough, CA, with 4 years of industry experience. Arti operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 364 clients with $310M in assets under management.
Compensation
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Fee Structure
UWS offers asset management services through a wrap fee program. The brochure encourages clients to compare the wrap fee to the costs of paying for advisory, brokerage, and custodial services separately to determine if the wrap fee is appropriate. UWS has a conflict of interest to minimize costs in wrap fee accounts.
Location
Hillsborough, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Unique Wealth Strategies
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations1 state
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