AG
AG

Adam John Gallant

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
992 advisors
Number of Clients
52,436 clients
Average Client Portfolio
$368K average
Assets Under Management
$19.3B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.80%
$500K - $1.0M1.60%
$1.0M - $2.0M1.35%
$2M+1.10%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

600 Demers Ave, Grand Forks, ND, 58201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam serves as an Operations Sergeant Major in the MN National Guard since 1996, dedicating about 10-20% of his time to this role. This activity is not investment-related.

Employment History
Current Registrations
U.S. Bancorp Investments, INC.
November 2019 - Present · 6 yrs 3 mos
U.S. Bancorp Investments, INC.
November 2019 - Present · 6 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
First Command Advisory Services
February 2016 - November 2019 · 3 yrs 9 mos
First Command Financial Planning, INC.Broker
December 2015 - November 2019 · 3 yrs 11 mos
State Registrations6 states
AZFLILMNNDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam John Gallant - Financial Advisor | TrueAdvisor