David Layten is a registered investment advisor, based in Los Angeles, CA, with 6 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as an Associate Relationship Manager at SIA, LLC, focusing on RIA sales and service. This activity is investment-related and takes nearly all of David's time.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
January 2024 - Present · 2 yrs 3 mos
Signature Investment Advisors, LLC
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2019 - May 2020 · 8 mos
Royal Alliance Associates, INC.Broker
September 2019 - June 2023 · 3 yrs 9 mos
The Ayco Company,l.p.
May 2019 - September 2019 · 4 mos
Mercer Allied Company, L.P.Broker
March 2019 - September 2019 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.