DL
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David Alexander Layten

6 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
7,107 clients
Average Client Portfolio
$807K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works as an Associate Relationship Manager at SIA, LLC, focusing on RIA sales and service. This activity is investment-related and takes nearly all of David's time.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Signature Investment Advisors, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2019 - May 2020 · 8 mos
Royal Alliance Associates, INC.Broker
September 2019 - June 2023 · 3 yrs 9 mos
The Ayco Company,l.p.
May 2019 - September 2019 · 4 mos
Mercer Allied Company, L.P.Broker
March 2019 - September 2019 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.