Alex James Lakatos

First Trust Advisors LP

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

First Trust Advisors LP

Compensation

Fee-Only (AUM)

Firm Size

555 advisors

Number of Clients

5,033 clients

Average Client Portfolio

$50.9M average

Assets Under Management

$256.3B

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

First Trust Advisors LP

May 2019 - Present · 6 yrs 9 mos

First Trust Portfolios L.P.

May 2019 - Present · 6 yrs 9 mos

First Trust Portfolios L.P.Broker

May 2019 - Present · 6 yrs 9 mos

Previous Registrations

Invesco Advisers, INC.

May 2016 - May 2019 · 3 yrs

Invesco Distributors, INC.Broker

May 2016 - May 2019 · 3 yrs

Raymond James & Associates, INC.

February 2016 - April 2016 · 2 mos

Raymond James & Associates, INC.Broker

September 2015 - April 2016 · 7 mos

State Registrations5 states

IDILMTUTWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.