LR
LR

Luke Rutledge

9 Years of Experience
Broker

Luke Rutledge is a registered investment advisor, based in Charlotte, NC, with 9 years of industry experience.

Location

1001 Morehead Square Drive, Suite 600, Charlotte, NC, 28203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Westend Advisors, LLC
November 2022 - Present · 3 yrs 5 mos
Victory Capital Services, INC.
November 2022 - Present · 3 yrs 5 mos
Victory Capital Services, INC.Broker
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2018 - October 2022 · 4 yrs 2 mos
Morgan StanleyBroker
July 2018 - October 2022 · 4 yrs 3 mos
Allianz Global Investors Distributors LLCBroker
September 2017 - July 2018 · 10 mos
Vanguard Marketing CorporationBroker
August 2016 - September 2017 · 1 yr 1 mo
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luke Rutledge - Financial Advisor | TrueAdvisor