DE
CFA
DE
CFA

Derek John Elphick

9 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
327 advisors
Number of Clients
3,621 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$10K
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Location

9690 Deereco Road, Suite 650, Timonium, MD, 21093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek is the CIO, responsible for asset allocation and investment management, at The L. Warner Companies, Inc. since 2016. This is a full-time commitment.

Employment History
Current Registrations
M Holdings Securities, INC.Broker
June 2017 - Present · 8 yrs 8 mos
The L. Warner Companies, INC
August 2016 - Present · 9 yrs 6 mos
State Registrations1 state
MD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.