Ivan Luna is a registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience.
Location
515 South Flower Street, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Ivan owns GTO Capital and Consulting, a consulting firm, and dedicates about 10-20% of his time to it. His duties include management consulting, strategic advisory, and business development.
Employment History
Current Registrations
Tcw Investment Management Company LLC
March 2022 - Present · 4 yrs 1 mo
Tcw Funds Distributors LLC
March 2022 - Present · 4 yrs 1 mo
Tcw Funds Distributors LLCBroker
March 2022 - Present · 4 yrs 1 mo
Previous Registrations
Guggenheim Partners Investment Management, LLC
October 2017 - August 2021 · 3 yrs 10 mos
Guggenheim Funds Distributors, LLCBroker
October 2017 - August 2021 · 3 yrs 10 mos
Wedbush Securities INC.
May 2017 - September 2017 · 4 mos
Wedbush Securities INC.Broker
March 2017 - September 2017 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.