Cory Finke is a registered investment advisor at Roth Capital Partners, LLC, based in Chicago, IL, with 10 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 70 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
141 W. Jackson Street, Suite 3050, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Roth Capital Partners, LLC
Roth Capital Partners, LLCBroker
Previous Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Ameriprise Financial Services, INC.Broker
State Registrations10 states
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