Benjamin Javier Ruiz

Frost Investment Services

9 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching

Frost Investment Services

Compensation

Fee-Only (AUM)

Firm Size

178 advisors

Number of Clients

3,179 clients

Average Client Portfolio

$936K average

Assets Under Management

$3.0B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

111 West Houston Street, San Antonio, TX, 78205

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Frost Investment Services

May 2025 - Present · 9 mos

Frost Brokerage Services, INC.Broker

May 2025 - Present · 9 mos

Previous Registrations

J.P. Morgan Securities LLCBroker

July 2017 - May 2025 · 7 yrs 10 mos

AXA Advisors, LLCBroker

December 2015 - May 2017 · 1 yr 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.