James Kimball is a registered investment advisor at Market Gauge Asset Management, based in Santa Fe, NM, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 36 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
In addition to the investment management fee, clients will be charged a .10% platform fee for the use of the Advyzon trading services and client portal. Fees are negotiable. Qualified Clients may pay an annual fee not to exceed 2.5% of assets under management along with a performance fee based on capital appreciation. If the portfolio rises in value, then the client will pay 15% on that increase in value.
Fee Estimator
Location
404 Kiva Court Suite G, Santa Fe, NM, 87505
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a self-employed consultant for Dataview LLC, a financial publishing company, since 2013. He spends between 20-50 hours a week on financial analysis, systems development, and website/CRM work.
Employment History
Current Registrations
Market Gauge Asset Management
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.