Adam Shipley
Adam Shipley is a registered investment advisor at Northwoods Financial Partners LLC, based in Hermosa Beach, CA, with 10 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.25% |
| $3.0M - $7.0M | 1.00% |
| $7M+ | 0.75% |
Fees are negotiable based on various criteria.
Fee Estimator
Location
2447 Pacific Coast Highway, 2nd Floor, Hermosa Beach, CA, 90254
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2025Other Business ActivitiesSells Insurance
Adam holds a fixed insurance license in California and occasionally advises clients on fixed term life insurance and annuities since 2015. He is also a registered representative with Emerson Equity LLC, spending about a quarter of his time on sales and service of brokerage products, and a managing partner at Northwoods Financial Partners, LLC, dedicating about half his time to financial planning and wealth management.
Employment History
Current Registrations
Northwoods Financial Partners LLC
Emerson Equity LLCBroker
Previous Registrations
Emerson Equity LLC
National Asset Management, INC.
National Securities CorporationBroker
Select Planning Group, INC.
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.