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Bradford Duane Williams

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradford works full-time as Eastern Regional Sales Manager for RiverFront Investment Group, LLC. He also spends a few hours per week as a Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS.

Employment History
Current Registrations
Riverfront Investment Group, LLC
May 2016 - Present · 9 yrs 9 mos
Alps Distributors, INC.Broker
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2015 - March 2016 · 7 mos
Wells Fargo Advisors, LLCBroker
June 2015 - March 2016 · 9 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bradford Duane Williams - Financial Advisor | TrueAdvisor