JK
JK

John Klingler

4 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInvestment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
88 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$174.0M

Fee Structure

AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
Up to $1.0MIncluded
$1.0M - $5.0MIncluded
$5M+Included
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,200
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Location

43 W 23rd Street, Fl 2, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is the owner of Klingler Investments, LLC, formed in 2019 for dealing with real estate, stocks, bonds, and other securities. He spends minimal time on this activity, and it does not occur during business hours.

Employment History
Current Registrations
Secfi Advisory Limited
February 2023 - Present · 3 yrs
Secfi Securities, LLCBroker
October 2021 - Present · 4 yrs 4 mos
Secfi Securities, LLC
October 2021 - Present · 4 yrs 4 mos
State Registrations2 states
ILNY
AdvisorBroker
Exams
No exam information available for this advisor.