RR
CFP
RR
CFP

Robert Allan Riegen

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
1,560 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $7.0M0.75%
$7M+0.75%

Fees are negotiable thereafter.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1835 Market Street, Suite 500, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Roffman Miller Associates INC
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2019 - June 2024 · 4 yrs 11 mos
Fidelity Brokerage Services LLCBroker
July 2019 - June 2024 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - July 2019 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2018 - July 2019 · 1 yr 6 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.
Robert Allan Riegen - Financial Advisor | TrueAdvisor