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Mark Tometich

10 Years of Experience
Chicago, IL
Broker

Mark Tometich is a registered investment advisor, based in Chicago, IL, with 10 years of industry experience.

Location

500 W. Madison Street, Suite 500, Chicago, IL, 60661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark is the Director of Fixed Income at PT Asset Management, an asset management firm. This role takes nearly full-time, with most of the time spent during trading hours.

Employment History
Current Registrations
Alps Distributors, INC.
February 2025 - Present · 1 yr 2 mos
Alps Distributors, INC.Broker
February 2025 - Present · 1 yr 2 mos
Pt Asset Management, LLC
October 2023 - Present · 2 yrs 6 mos
Previous Registrations
Performance Trust Capital Partners, LLCBroker
August 2023 - January 2025 · 1 yr 5 mos
Charles Schwab & CO., INC.
July 2021 - August 2023 · 2 yrs 1 mo
Charles Schwab & CO., INC.Broker
May 2021 - August 2023 · 2 yrs 3 mos
Northern Trust Securities, INC.Broker
July 2019 - February 2021 · 1 yr 7 mos
Dws Distributors, INC.Broker
October 2015 - July 2019 · 3 yrs 9 mos
Invesco Distributors, INC.Broker
June 2015 - July 2015 · 1 mo
State Registrations5 states
AZCAHIILNV
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.