Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)
Firm Size
68 advisors
Number of Clients
409 clients
Average Client Portfolio
$408K average
Assets Under Management
$167.0M

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
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Location

1230 Main Street, Columbia, SC, 29201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a registered investment advisor with First Citizens Asset Management since 2016. This activity takes about 10-20% of his time and he is compensated by wages.

Employment History
Current Registrations
First Citizens Asset Management, INC
June 2016 - Present · 9 yrs 8 mos
First Citizens Investor Services, INC.Broker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
First Citizens Investor Services, INC.
April 2016 - June 2016 · 2 mos
First Citizens Securities CorporationBroker
March 2015 - January 2016 · 10 mos
State Registrations2 states
GASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.