DG
DG

David Grados

10 Years of Experience
Broker

David Grados is a registered investment advisor at Pgim Investments LLC, based in Los Angeles, CA, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Los Angeles, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
March 2017 - Present · 9 yrs 1 mo
Prudential Investment Management Services LLC
March 2017 - Present · 9 yrs 1 mo
Prudential Investment Management Services LLCBroker
March 2017 - Present · 9 yrs 1 mo
Previous Registrations
Morgan Stanley
March 2016 - February 2017 · 11 mos
Morgan StanleyBroker
March 2016 - February 2017 · 11 mos
AXA Advisors, LLCBroker
April 2015 - October 2015 · 6 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Grados - Financial Advisor | TrueAdvisor