David C Grados

Pgim Investments LLC

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Pgim Investments LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

76 advisors

Number of Clients

45 clients

Average Client Portfolio

$7.2B average

Assets Under Management

$322.1B

Location

Los Angeles, CA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pgim Investments LLC

March 2017 - Present · 8 yrs 11 mos

Prudential Investment Management Services LLC

March 2017 - Present · 8 yrs 11 mos

Prudential Investment Management Services LLCBroker

March 2017 - Present · 8 yrs 11 mos

Previous Registrations

Morgan Stanley

March 2016 - February 2017 · 11 mos

Morgan StanleyBroker

March 2016 - February 2017 · 11 mos

AXA Advisors, LLCBroker

April 2015 - October 2015 · 6 mos

State Registrations2 states

CANJ

AdvisorBrokerBoth

Exams

No exam information available for this advisor.