BS
BS

Brad Allen Swanson

10 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.45%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15M+0.45%

Fees may be negotiable based on the client’s total relationship with UMB.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1670 Broadway, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brad is a licensed agent for UMB Insurance, selling fixed rate insurance products and services, dedicating a few hours per week. He also works as a financial services professional for UMB Bank, providing investment management services, which takes nearly full-time.

Employment History
Current Registrations
Umb Financial Services, INC.
March 2017 - Present · 8 yrs 11 mos
Umb Financial Services, INC.Broker
March 2017 - Present · 8 yrs 11 mos
Umb Financial Services, INC.
March 2015 - Present · 10 yrs 11 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.