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Gregory Gifford Giles

10 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:$10K
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Location

505 5th St., # 100, Sioux City, IA, 51101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory owns multiple rental properties, either directly or through various LLCs and LLPs, and acts as a real estate sales/rental properties/property manager. He is also a Vice President and Agent (non-variable insurance) for Legacy Financial, LLC, and an Investment Advisor Representative for RDA Financial Network.

Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
December 2021 - Present · 4 yrs 2 mos
Rda Financial Network
June 2017 - Present · 8 yrs 8 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
June 2017 - January 2020 · 2 yrs 7 mos
Robert W. Baird & CO. Incorporated
August 2015 - December 2016 · 1 yr 4 mos
Robert W. Baird & CO. IncorporatedBroker
March 2015 - December 2016 · 1 yr 9 mos
State Registrations10 states
CADCFLIAMAMDMNNESDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.