AP
AP

Aleese Peterson-Cotton

8 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
2,283 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$20K
Financial Planning:Investment management only
Minimum Annual Fee:$250
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Location

555 California St, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aleese is the sole owner of Aleese Peterson-Cotton Life Trust, an investment rental property, since 2017. She devotes no time to this business.

Employment History
Current Registrations
Northern Trust Securities, INC
September 2025 - Present · 5 mos
Northern Trust Securities, INC.Broker
September 2025 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2022 - August 2025 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2022 - August 2025 · 3 yrs 3 mos
Alphaflow Advisor, LLC
October 2018 - June 2020 · 1 yr 8 mos
The Golub Group
November 2017 - June 2018 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - August 2017 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2015 - August 2017 · 2 yrs 6 mos
State Registrations4 states
CAFLHINY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.