DP
CFA
DP
CFA

Daniel Stephen Pace

10 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Investment Management Company LLC
February 2023 - Present · 3 yrs
Tcw Funds Distributors LLCBroker
December 2017 - Present · 8 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
January 2015 - December 2017 · 2 yrs 11 mos
RBC Capital Markets, LLCBroker
December 2014 - December 2017 · 3 yrs
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.