Allison Patricia Dawe

Thornburg Investment Management INC

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Thornburg Investment Management INC

Compensation

Fee-Only (AUM)

Firm Size

29 advisors

Number of Clients

705 clients

Average Client Portfolio

$64.2M average

Assets Under Management

$45.3B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Thornburg Investment Management INC

November 2022 - Present · 3 yrs 3 mos

Thornburg Securities LLCBroker

June 2022 - Present · 3 yrs 8 mos

Previous Registrations

Grv Securities LLCBroker

February 2022 - May 2022 · 3 mos

Thornburg Investment Management INC

June 2019 - October 2021 · 2 yrs 4 mos

Thornburg Securities CorporationBroker

February 2019 - October 2021 · 2 yrs 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.