Adam M Moran

Goldman Sachs & CO. LLC

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Goldman Sachs & CO. LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

977 advisors

Number of Clients

42,136 clients

Average Client Portfolio

$5.5M average

Assets Under Management

$233.2B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

320 Headquarters Plaza East Tower, 12th Floor, Morristown, NJ, 07960

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Goldman Sachs & CO. LLCBroker

January 2021 - Present · 5 yrs 1 mo

Goldman Sachs Wealth Services, L.P.

July 2015 - Present · 10 yrs 7 mos

Previous Registrations

Mercer Allied Company, L.P.Broker

January 2015 - January 2021 · 6 yrs

State Registrations31 states

ALAZCACOCTDCDEFLGAHIILINMAMDMEMIMNMOMTNCNJNYOHORPASCTNTXVAVTWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.