TrueAdvisor
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DW
DW

David Thomas Wood

Jefferies Investment Advisers LLC
10 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Jefferies Investment Advisers LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
2,081 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$3.4B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only

Location

520 Madison Avenue, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 2 yrs 9 mos
Jefferies LLC
August 2018 - Present · 7 yrs 6 mos
Jefferies LLCBroker
August 2018 - Present · 7 yrs 6 mos
Previous Registrations
Leucadia Asset Management LLC
August 2018 - August 2023 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2016 - August 2018 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2016 - August 2018 · 2 yrs 6 mos
AXA Advisors, LLCBroker
August 2015 - January 2016 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.