William Pepe
William Pepe is a registered investment advisor at Quint Investments and Insurance, based in Wappingers Falls, NY, with 6 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 391 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.40% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.90% |
Fees are negotiable for accounts above $2,000,000.
Fee Estimator
Location
210 New Hackensack Road, Wappingers Falls, NY, 12590
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an insurance broker for property and casualty at Pepe Insurance since 2016, dedicating nearly full-time hours to this role. He also teaches a data analysis course at Capella University online, spending a few hours per week, and works as a life insurance agent for Asset & Capital Planning Services, Inc.
Employment History
Current Registrations
Quint Investments and Insurance
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.