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Alberto Mattos

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

250 Park Ave., New York, NY, 10177

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alberto coaches a youth soccer team, dedicating a few hours per week during non-banking hours. This activity is not investment-related.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
September 2023 - Present · 2 yrs 5 mos
Hsbc Securities (USA) INC.Broker
September 2018 - Present · 7 yrs 5 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
March 2017 - November 2017 · 8 mos
Hsbc Securities (USA) INC.Broker
March 2015 - June 2016 · 1 yr 3 mos
State Registrations28 states
AZCACTDEFLGAILLAMAMDMENCNHNJNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberto Mattos - Financial Advisor | TrueAdvisor