Douglas Thompson is a registered investment advisor at Regatta Research & Money Management L.L.C., based in Baton Rouge, LA, with 11 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 464 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regatta Research & Money Management's investment management fees are negotiable and applied to all assets under management. Fees are due and payable in advance on the first day of each calendar quarter. Fees range from 0.25% to 2% annually, charged quarterly.
Location
17425 Jefferson Hwy, Ste C, Baton Rouge, LA, 70817
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas owns Lindsey's Amusements, which offers party accessories, since 2007, and Z-Sports (sporting goods) since 2012. Each business takes about a quarter of Douglas's time.
Employment History
Current Registrations
Regatta Research & Money Management L.L.C.
State Registrations1 state
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